“Pay No Attention to That Man Behind the Curtain” Or Demystifying Academic Freedom and Professorial Privilege

In my previous essay on academic freedom (July 15, 2023), I reviewed Daniel Gordon’s recent book, What is Academic Freedom? A Century of Debate–1915 to the Present (Routledge, 2022). Gordon argues convincingly that no single definition of academic freedom commands universal assent within American academia. In this essay, I will explore the implications of Gordon’s thesis and lay a foundation for constructing a view of the nature and limits of academic freedom in Christian colleges and universities.

Academic Freedom: Universal Right or Elitist Privilege?

Knowledge is Power

Every ancient society treasured its wisdom, technical skills, and bodies of knowledge. Prophets, priests, and philosophers mastered the received tradition and taught it to the next generation. Some speculated about God and the heavens and others dealt with humanity and earth. But from Solomon to Socrates, Descartes to Darwin, and Newton to Nietzsche thinkers were admired and despised, immortalized and martyred. One person’s saint is another’s heretic. Why would the same thinker be hailed as a savior and persecuted as a traitor? How could an idea be received as light from heaven by some and condemned as infernal heresy by others?

Francis Bacon may have put his finger on the reason: “Knowledge in itself is power.” Technical knowledge enables us to do things that we could not do otherwise.  Knowing how to speak and write well may enable you to persuade other people to buy your product or join your cause. Learning the sciences of mathematics, physics, chemistry, or biology opens doors to respected and well-paid professions. If people think you know how to fix the economy or win wars, they will place you in high office and put their collective power at your disposal. No wonder professions, unions, and guilds jealously guard their trade secrets and defend their privileges by requiring degrees, accreditation, licensure and sometimes by resorting to intimidation and violence!

Ideas are Dangerous

Knowledge can be used for good or evil, to build or destroy. Ideas, even if they are true, are dangerous things. To a politician that maintains power by perpetuating falsehoods, truth is dangerous and one who speaks it is an enemy. Lies, too, can destroy lives and livelihoods. So can fancies, superstitions, and other expressions of ignorance and conceit. Prophets, liars, and charlatans wield the dangerous weapon of speech.

We should not be surprised, then, that societies from ancient to modern times feel the need to regulate the knowledge industry, that is, to have a say about what counts for knowledge and who is recognized as a reliable teacher.  Sometimes that regulation was enforced with a heavy hand, as in the cases of Socrates, Jesus, and Galileo, and at others, through the subtle power of social disapproval. In any case, for most of human history, those who dared speak their minds understood that they risked losing freedom, livelihood, and life itself.

The Price of Privilege

The modern doctrines of academic freedom and professorial self-governance were designed to buck the trend of history and exempt university professors from hazards braved by their courageous predecessors. But I wonder, can “truth-to-power” speech be institutionalized without losing its prophetic edge? What price must be paid for these privileges? The modern professorate is a self-perpetuating, highly selective group, and the fee for admission is steep. No charlatans and liars, purveyors of fancies and superstitions are allowed to join. But who are the gatekeepers, the ones that decide who is in and who is out? Who determines what ideas are fanciful and superstitious and who the charlatans are?

At the risk of sounding more cynical than I already have, I have to ask a further series of questions: Was professionalizing the professorate and adopting the modern doctrine of academic freedom just a less obvious way for progressive society to regulate the knowledge industry? Might not excluding some thinkers as “charlatans and purveyors of fancies and superstitions” be the way the “profession” colludes with its powerful patrons to shield them from scrutiny? Is “professionalization” a euphemism for “cooptation”?

Even the casual reader of the AAUP’s 1915 General Declaration on academic freedom can catch the disdain in which its authors held “proprietary” colleges, a category that includes any school dedicated to advancing particular political, philosophical or religious causes. As “proprietary types,” devoted to their “propagandist duties,” denominational colleges, seminaries, and what we now call “Christian” colleges, do not rise to the high standards of universities devoted to the “public” good. By making themselves the arbiters of what counts as the common good, the authors of the General Declaration in effect institutionalized their (progressive) political, philosophical, and religious causes as if they were the rationally self-evident norms of academic excellence.

The Profession: Self-Governance or Self-Service?

Who Guards the Guardians?

The modern concept of academic freedom goes back at least to the founding of the University of Berlin (1810). Thousands of Americans studied in Germany during the nineteenth century, and they returned to America eager to raise American universities up to German standards. Establishing the professorate as a self-governing profession protected by complete academic freedom was among the first tasks they undertook. The 1915 AAUP General Declaration of Principles on Academic Freedom and Academic Tenure  is the classic American statement on academic freedom. The Declaration argued that as a profession constituted by a specialized body of skills and knowledge and dedicated to the public good, the professorate has earned the right to self-governance in all academic matters, that is, the qualifications of teachers, tenure decisions, the curriculum, and the range of theories worthy of consideration within each discipline. The original AAUP statement and all later iterations insist that faculty should be free from all external regulation in matters of academic judgment. According to the Declaration, faculty should not be treated as “employees” as are the grounds keeping staff but as “appointees” in analogy to federal judges.

As an insider to the profession, I understand wanting freedom to write and teach as I please. I understand why professors want the public to think that their work is vital to the common good and that academic freedom and tenure, good pay, a light teaching load, and time to study and research are necessary to that end. I can make a good case for all of this. But the AAUP’s General Declaration paints professors with an aura of sainthood. They are portrayed as incorruptible guardians of knowledge and unselfish benefactors of society. In its rhetoric about the glories of the vocation, professors walk on water and open the eyes of the blind, but in reality they stumble along in the same muddy stream as do other human beings. The nobility of the professorial calling must not be carelessly attributed to practitioners of that vocation. In my experience professors can be just as petty, jealous, narrow, envious, hypocritical, greedy, and ambitious as politicians, business leaders, and the cleaning crew. Of course they want complete self-governance in matters of academic freedom and tenure! I want it too!

But who will guard the guardians? The General Declaration assumes that, even if a few of its members abuse their privileges, “the profession” will remain pure; it can police its members. But the history of other associations and organizations makes this assumption dubious. Should we believe that the professorate can escape the gravitational pull of mundane self-interest, ideological orthodoxies, and nepotism when the clergy, labor unions, and police departments have not been able to do so? Shall we, then, appoint an elite group of superguardians to guard the academic guardians? But who would guard them?

There is no substitute for checks and balances that can serve as counterweights to tyranny arising from outside or inside the university. The faculty can be as tyrannical as the government or the administration or the board. Universities exist as cooperative efforts on the part of many interested parties, all of them necessary to the existence and functioning of the school: founders, donors, boards of regents, alumni, students, administrators, the public, and faculty. There is no escaping the messy business of negotiating, if not harmony, at least some acceptable compromise among these parties. The guardians must guard each other in an unbroken circle of accountability in which no one and no area is exempt from the scrutiny of all.

What is “the Profession” and Who Speaks for it?

The General Declaration speaks as if there were a real entity called “the profession.” This way of speaking leaves the impression that every competent college teacher shares the same view about the aims of higher education and agrees on the methods and resources needed to accomplish these goals. This was not true in 1915, and it is not true today. Is the purpose of higher education to pass on the wisdom accumulated by generations past or to train researchers to engage in discovery of new knowledge? Should professors in their research and teaching seek disinterestedly for truth or work to change the world? Professors were divided then, and they are divided now on these questions. Implied in this second dichotomy are two very different views of academic freedom and the professor/student relationship, which we see today in the conflict between the postmodern activist and the anti-political professional views.

Professors in Christian colleges and universities often find themselves on different sides of this debate. But more importantly, thoughtful Christian professors, especially those teaching in Christian schools, understand that they do not fit comfortably in either camp. For they are committed to doing their research and teaching guided by the Christian worldview. In the final article in this series, I will take up how this institutional and professorial commitment to the truth of Christianity changes the way we think about academic freedom and professorial self-governance.

4 thoughts on ““Pay No Attention to That Man Behind the Curtain” Or Demystifying Academic Freedom and Professorial Privilege

  1. ifaqtheology's avatarifaqtheology Post author

    Well, I hope I have not distorted the situation too much. After 34 years of teaching and participating in the “profession” one knows “how the sausage is made” and “where the bodies are buried.” Still it’s been amazing! And I hope I’ve been faithful to the calling. Let’s catch up sometime.

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  2. Dr Jonne Smalhouse's avatarDr Jonne Smalhouse

    Hello Ron
    Thank you for reading my last reply.
    As i see it, when we extrapolate upwards into the rarified atmoshphere of these potentates in high places you mention- there can be only two types. It is for the individual to ” declare unto himself ” if the light that blossoms inside shall be eternal (truth). Though, rather, your description does sound more like a politician than a professor?
    I’ve a relative who’s an ivy league Don, whose ambition was to enter politics- is it a disease?
    Bishop Ryle would say, we are either “with Christ” or “without Christ” [in Holiness] (especially those in positions of authority).
    The poet, who reminds me so much of your own honesty and integrity, Ron, puts it thus-
    “- whose frown, and wrinkled lip, and sneer of cold command, tell that its sculptor well those passions read, which yet survive, stamped on these lifeless things-”
    You’re the sculptor Ron.
    And speaking of dead, lifeless visages, there will always be “Ozymandians” amongst any group of people in society. Even sneering egomaniacal reprobates.
    St Paul takes up this thread, in Ephesians 4:17-24. And note he uses the word mataiotés, STRONG’S 3153, pronounced “mat-ah-yot-ace” and sometimes transliterated as futility.
    A word which, appearing only twice, sends us back to Ecclesiastes 3:19. Paul was reading Solomon’s views on animal minds. See previous reply on morals.
    And so, it will not be wasted on those many students in the U.S. having read Dante’s Divine Comedy. that in fact, as quoted above Beatrice led Dante to the sea of souls in Paradiso 14 to answer this question of ‘looking inside’ and declaring. Dante was answered by the immortal soul of King Solomon (the author of Ecclesiastes).
    ” All else was sand”.
    Very best wishes JS

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  3. ifaqtheology's avatarifaqtheology Post author

    You always make such intelligent and wide-ranging comments. I appreciate your referencing the great literature. Such references used to grace the writings of every educated person.

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